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Revision of U.S. is losing emerging Arctic race by not being party to UNCLOS from Thu, 02/10/2022 - 17:40

By remaining outside of UNCLOS, the U.S. is ceding its leadership role in the region in a number of ways. First, and most importantly for the U.S. strategic and economic interests, by remaining outside of the treaty the U.S. is not able to submit its claims for the extended continental shelf in the Arctic to the CLCS, preventing U.S. industries from claiming mineral rights. Secondly, existing Arctic governance regimes are based on and rely on UNCLOS and the U.S. non-party status prevents it from contributing as a full partner, weakening the overall Arctic governance regime. Finally, U.S. efforts to develop a strategy for the Arctic are constrained by the continual question of its non-party status and legitimacy as a leader.

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Additionally, the practice of States in a regional grouping, such as the Arctic Circle, can result in special customary law for all of the similarlysituated States, applicable only in that area.n353 Further jeopardizing American interests is that the doctrine of the continental shelf in particular has been considered "instant customary law,"n354 provided that the practice of States whose interests are affected is sufficiently extensive and uniform to indicate a legal obligation.n355 If the other Arctic nations continue to assert sovereign rights, uniformly based on an extended continental shelf, America may easily be hamstrung by provisions that it does not acknowledge but nonetheless prove binding. By way of example, if an American mining corporation were to form a consortium under a bilateral treaty to harvest sea floor resources with a State that was already a member of UNCLOS, and sought to mine in an area already recognized by UNCLOS as an extension of another Arctic State's continental shelf, or even merely outside its own EEZ, it would contravene the Convention and also subject both countries to international judicial proceedings.n356

It has been suggested that the universal right of navigation under UNCLOS n357 might be able to provide an alternate legal basis for claiming Arctic economic rights.n358 However, finessing this argument into a circumvention of the Convention's obligations and limits within the Arctic would be nothing more than unilateralism disguised as political legerdemain. The blithe dismissal of UNCLOS in favor of reliance on the Grotian conception of the freedom of the high seas in order to legitimize American rights over Arctic resources mistakenly ignores the global support and position of authority UNCLOS has achieved.

Rather, in all likelihood, America might be forced to accept the modus vivendi n359 in the Arctic that has developed over two decades of widespread UNCLOS observance. If the Senate continues to blockade attempts to ratify the treaty, other contingencies should be considered, such as negotiating alternate regimes or implementing UNCLOS via executive order.n360 Should several "uncooperative members of the Senate" force the United States to the sidelines, "the shortterm political costs of resubmitting UNCLOS [as an executive agreement would be justified] by America's need to be a full player in the remainder of this Arctic competition."

[ Page 244 ]
Clote, Parker. "Implications of Global Warming on State Sovereignty and Arctic Resources under the United Nations Convention on the Law of the Sea: How the Arctic is no Longer Communis Omnium Naturali Jure." Richmond Journal of Global Law & Business. Vol. 8. (Winter 2008): 195-248. [ More (12 quotes) ]

While the United States debates whether or not the convention would undermine U.S. sovereignty, Russia, Canada, and the other Arctic nations are doing all they can to prove that these newly available territories belong to them. By waiting to ratify the convention, the United States risks losing potential territory to countries that are already operating under the treaty, specifically Canada. For example, the Beaufort Sea includes an area where the EEZs of the United States and Canada overlap. Predictably, the two countries have differing opinions on how the area, which covers more than 7,000 square nautical miles, should be demarcated. Canada argues that the treaty signed between Russia and the United Kingdom in 1825, defining the boundary as following the 141° west meridian “as far as the frozen ocean,” should stand. The United States position is that since no maritime boundary was ever negotiated between Canada and the United States, the boundary should run along the median line between the two coastlines. This is the kind of territorial dispute the United States stands to lose by not ratifying the convention.

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Carlson, Jon D., Christopher Hubach, Joseph Long, Kellen Minteer, and Shane Young. "Scramble for the Arctic: Layered Sovereignty, UNCLOS, and Competing Maritime Territorial Claims." SAIS Review of International Affairs. Vol. 33, No. 2 (Summer-Fall 2013): 21-43. [ More (5 quotes) ]

The activity related to Arctic claims suggests an urgency for U.S. accession to the Convention. This urgency is driven both by what the United States can do and what it can undo as a party to the Convention. While we currently can comment on proposals by other Convention nations9, accession to the treaty would give the United States standing to substantially modify or block proposals that the U.S. found detrimental to its national interests. This could be done by preparing its own claim to the Continental Shelf Commission, or by working cooperatively with other Arctic nations to develop logical rules to govern exploitation of resources and other uses of the Arctic Sea. This latter strategy reflects one of the biggest benefits of U.S. accession to the Convention-namely that it would generate goodwill and a sense of cooperation over a shared mission to responsibly use the resources of the sea while protecting the oceanic environment for generations to come.

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Sagarin, Raphael , Larry Crowder et al. Balancing U.S. Interests in the UN Law of the Sea Convention. Nicholas Institute for Environmental Policy Solutions, Duke University: Durham, NC, October 2007 (8p). [ More (4 quotes) ]

Global climate change is bringing about epochal transformation in the Arctic region, most notably through the melting of the polar ice cap. The impact of these changes, and how the global community reacts, may very well be the most important and far-reaching body of issues humanity has yet faced in this new century. A number of nations bordering the Arctic have made broad strides toward exercising their perceived sovereign rights in the region, and all except the United States have acceded to the United Nations Convention on the Law of the Sea (UNCLOS), which provides an international legal basis for these rights and claims.1 Similarly, while most Arctic nations have been planning, preparing, and program- ming resources for many years in anticipation of the Arctic thaw, the United States has been slow to act on any of the substantive steps necessary for the exercise of sovereign rights or the preservation of vital national interests in the region.2

The United States must move outside the construct of unilateral action in order to preserve its sovereign rights in the Arctic, capitalize on the opportunities available, and safeguard vital national interests in the region. In today’s budget-constrained environment and as a Nation at war with higher resource priorities in Iraq and Afghanistan than in the Arctic, it is unrealistic to believe that any significant allocation will be programmed for addressing this issue.3 Since the United States is too far behind in actions necessary to preserve its critical interests as compared to the other Arctic countries, the Nation must take the lead to cultivate a new multilateral partnership paradigm in the region.

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Smith, Reginald R. "The Arctic: A New Partnership Paradigm or the Next "Cold War"? ." Joint Force Quarterly. Vol. 62, No. 3 (July 2011): 117-124. [ More (4 quotes) ]

The good news is that it’s not too late to play catch-up. The first and most obvious place for the United States to start is to finally join the 164 other countries that have acceded to unclos. Ironically, Washing- ton had a hand in drafting the original treaty, but Senate Republicans, making misguided arguments about the supposed threat the treaty poses to U.S. sovereignty, have managed to block its ratification for decades. The result has been real harm to the national interest.

UNCLOS allows countries to claim exclusive jurisdiction over the por- tions of their continental shelves that extend beyond the 200-nautical- mile exclusive economic zones prescribed by the treaty. In the United States’ case, this means that the country would gain special rights over an extra 350,000 square miles of ocean—an area roughly half the size of the entire Louisiana Purchase. Because the country is not a party to unclos, however, its claims to the extended continental shelf in the Beaufort and Chukchi seas (and elsewhere) cannot be recognized by other states, and the lack of a clear legal title has discouraged private firms from exploring for oil and gas or mining the deep seabed. The failure to ratify unclos has also relegated the United States to the back row when it comes to establishing new rules for the Arctic. Just as traffic through the Bering Strait is growing, Washington lacks the best tool to influence regulations governing sea-lanes and protecting fisheries and sensitive habitats. The treaty also enshrines the international legal principle of freedom of navi- gation, which the U.S. Navy relies on to project power globally.

[ Page 86 ]
Borgerson, Scott G. "The Coming Arctic Boom: As the Ice Melts, the Region Heats Up ." Foreign Affairs. Vol. 92, No. 4 (July/August 2013): 76-89. [ More (7 quotes) ]

In support of multilateral Arctic partnerships are a number of broad-based and disparate organizations and policies nonetheless unified in support of the issue, and additional support comes from consequential benefits inherent in UNCLOS accession. Overarching is National Security Presidential Directive (NSPD) 66, “Arctic Region Policy,” released in 2009. Among the directive’s policy statements is a robust admonishment for accession to UNCLOS:

Joining [the UNCLOS treaty] will serve the national security interests . . . secure U.S. sovereign rights over extensive maritime areas . . . promote U.S. interests in the environmental health of the oceans . . . give the United States a seat at the table when the rights that are vital to our interests are debated and interpreted . . . [and] achieve international recognition and legal certainty for our extended continental shelf.19

Furthermore, NSPD 66 persuasively promotes multinational partnership in the Arctic to address the myriad issues faced in the region.20 Likewise, the Department of Defense, as articulated in its 2010 Quadrennial Defense Review, strongly advocates accession to UNCLOS in order “to support cooperative engagement.”21 Also among the tenacious supporters of accession are the U.S. Navy, whose leadership stresses that UNCLOS will protect patrol rights in the Arctic, and a number of environmental groups who want to advocate on behalf of Arctic fauna and flora.22 In addition, the oil industry lobby representing Chevron, ExxonMobil, and ConocoPhillips asserts that oil and gas exploration cannot reasonably occur without the legal stability afforded in UNCLOS.23 In a consequential benefit of accession, the extended U.S. continental shelf claims could add 100,000 square miles of undersea territory in the Gulf of Mexico and on the East Coast plus another 200,000 square miles in the Arctic.24U.S. Resistance to Sea Treaty Thaws  — Neil King Jr. — Wall Street Journal — Sep 22, 2007 [ More ] Accession acts to strengthen and extend Arctic jurisdiction, open additional hydrocarbon and mineral resource opportunities, add to the stability of the international Arctic framework, and boost the legal apparatus for curtailing maritime trafficking and piracy.25 The benefits appear to outweigh the costs as the United States is increasingly moving to a position of strategic disadvantage in shaping Arctic region policy outcomes by failing to ratify UNCLOS.26Conley, Heather A. and Jamie Kraut. U.S. Strategic Interests in the Arctic: An Assessment of Current Challenges and New Opportunities for Cooperation . Center for Strategic and International Studies: Washington, D.C., April 27, 2010 (28p). [ More (5 quotes) ]

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Smith, Reginald R. "The Arctic: A New Partnership Paradigm or the Next "Cold War"? ." Joint Force Quarterly. Vol. 62, No. 3 (July 2011): 117-124. [ More (4 quotes) ]

The United States must take some very concrete steps over the next several years to improve its strategic posture in the Arctic so that over the next 40 years the region is a model of regional coop- eration and not a zone of potential conflict.

The most vital step the United States must take immediately is ratification of the Law of the Sea Convention (UNCLOS). UNCLOS provides the necessary guidance and appropriate frame- work to resolve claims to an extended continental shelf in the Arctic region. To prepare itself for ratification, the United States must continue to invest funds in Arctic scientific research and explo- ration in preparation for submitting U.S. claims for extended territorial boundaries. The Obama Administration must make UNCLOS ratification a legislative priority (amongst many other competing priorities) and achieve Senate ratification as soon as possible. Should the U.S. remain outside of UNCLOS for the foreseeable future, it will find itself in a growing strategic disadvantage in shaping future policy outcomes vis-à-vis the Arctic.

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The United States’ continued failure to ratify the U.N. Convention on the Law of the Sea, or UNCLOS, despite broad, bipartisan consensus on its importance undermines our nation’s credibility in international marine affairs and diminishes our influence in international forums such as the Arctic Council. Since it was negotiated under Ronald Reagan, every president has supported ratification, and failure to ratify is preventing the United States from defining territorial claims in the Arctic under international law. This leaves us at a disadvantage to every other Arctic Council member. The Obama administration, as part of its comprehensive planning for the Arctic Ocean, should elevate efforts to secure Senate ratification of this treaty after the midterm elections. This effort should include renewed coordination with the Senate Foreign Relations Committee chairman, as well as high-level outreach to all members of the Senate to convey the vital importance of UNCLOS to U.S. commercial, scientific, and security interests in the Arctic Ocean. The administration should call on former Presidents Bill Clinton and George W. Bush to jointly encourage ratification.

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Kelly, Cathleen , Michael Conathan, and Vikram Singh. Helping the Arctic Council Find Its True North . Center for American Progress: Washington, D.C., April 2014 (26p). [ More ]

Despite the slowdown, Russia continues to increase its military presence in the Arctic. The National Security Strategy of the Russian Federation until 2020 stresses the importance of strengthening border guard forces in the region and updating their equipment, while creating a new unit of military forces to “ensure military security under various military-political circumstances.”78 Russia’s assertive rhetoric has been matched by a range of steps that stake its military prominence in the Arctic by developing its coastal defense infrastructure and enhancing its technology capa- bilities, which have been perceived by its Arctic neighbors as provocative and controversial. For example, Russia fired cruise missiles over the Arctic in a summer 2007 exercise; reinforced its Northern Fleet in order to perform additional exercises in the summer of 2008; tested new electronic equipment and precision weapons; and resumed Arctic patrols for the first time since the end of the Cold War. Several times during the past two years U.S. and NATO jets have shadowed Russian bombers close to the Norwegian and Alaskan coasts, particularly during and after the Georgia-Russia conflict in August 2008.

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A cooperative approach among international partners is key to ensuring U.S. interests are met within the Arctic region. A multinational effort is essential to ensure both human safety and appropriate environmental stewardship. A unilateral U.S. approach is simply not feasible. However, as the world’s sole superpower and as a contiguous Arctic nation, it is imperative that the U.S. assumes an Arctic leadership role within the international community.

Perhaps the most important step for the U.S. is to ratify UNCLOS in order to establish the legitimacy of U.S. leadership among the other stakeholders who have interests in the Arctic. This would partner the United States with the seven other Arctic nations (Russia, Canada, Denmark, Finland, Sweden, Norway, and Iceland), along with six indigenous organizations that are permanent members of the Arctic Council.52 This multinational assembly meets semiannually and “provides the greatest potential for a comprehensive resolution of environmental and governance issues in the Arctic.”53 NSPD-66/HSPD-25 clearly acknowledges that the “Arctic Council has produced positive results for the United States by working within its limited mandate of environmental protection and sustainable development.”54 U.S. representation on the Arctic Council has slowly increased since its first meeting in 1996. In fact, in March 2010 Secretary of State Hillary Clinton met with her counterparts from Canada, Russia, Denmark, and Norway in Chelsea, Quebec, as part of the Arctic Ocean Foreign Ministers’ Meeting. This meeting affirmed the importance of the Arctic Council, its membership, and the need for “new thinking on economic development and environmental protection.”55 However, the Arctic Council is hindered by its “lack of regulatory authority and the mandate to enact or enforce cooperative security-driven initiatives.”56 Although very useful for “scientific assessments” and “policy-relevant knowledge”, the Council does not address military concerns.57

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Bunker, Wayne M. U.S. Arctic Policy: Climate Change, UNCLOS and Strategic Opportunity . U.S. Army War College: Carlisle, PA, March 22, 2012 (24p). [ More (4 quotes) ]

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